| Details of |
Contact Person |
Address |
Contact No. |
Email Id |
Working Hours |
| Customer care |
Anuj Agarwal |
FC 303 D Mall NSP PItampura Delhi 110034 |
011-41502005 |
bagariaderivative@gmail.com |
Mon-Friday 9:00 am to 06:00 pm |
| Head of Customer care |
Rakesh Kumar |
FC 303 D Mall NSP PItampura Delhi 110034 |
9024794248 |
bagariaderivative@gmail.com |
Mon-Friday 9:00 am to 06:00 pm |
| Compliance Officer |
Amit Bagaria |
FC 303 D Mall NSP PItampura Delhi 110034 |
9099022288 |
amitbagaria02@gmail.com |
Mon-Friday 9:00 am to 06:00 pm |
| CEO |
Amit Bagaria |
FC 303 D Mall NSP PItampura Delhi 110034 |
011-41502005 |
amitbagaria02@gmail.com |
Mon-Friday 9:00 am to 06:00 pm |
ii. Names and contact details of all Key Managerial Personnel including Compliance Officer-
| Sr. No. |
Name of the Individual |
Designation |
Mobile Number |
Email Id |
| 1 |
Amit Bagaria
|
Director / Compliance Officer
|
9099022288 |
bagariaderivative@gmail.com |
| 2 |
Himani Goyal |
Director |
7296994288 |
bagariaderivative@gmail.com |
Details of Authorized Persons List Of Authorised Persons (AP)
| Sr. No. |
Authorised Person’s Name |
Authorised Person Code (Exchange wise) |
Constitution |
Status |
Add |
City |
State |
Pin Code |
Terminal Allotted (Y/N) |
No. of Terminals Nil |
| 1 |
We don’t have AP |
List of Authorised Persons (AP) cancelled by Members on Account of Disciplinary Reasons
| Sr. no. |
Authorised Person/s Name |
Status |
Authorised Person Cancellation Details |
| 1 |
We don’t have AP |
Reason |
|
iii. Step by step procedures for opening an account, filing a complaint on designated email id, and finding out the status of the complaint etc.
a). Detailed write up on procedure for opening an account
A new investor has to register with a Stock Broker through whom the trades are executed on the Exchange. The investor needs to fill forms for Opening of Trading Account: Know Your Client (KYC) Form: To provide basic information of the new investor. And KYC: • Physical KYC. Account Opening Form: Details of various services and charges being applied on the new investor.
Account Opening Form has two type of documents:
1. MANDATORY DOCUMENTS - Rights & Obligations of Stock Broker and Investor. Uniform Risk Disclosure Documents. Do’s and Don’ts for trading on Exchanges. Policies and Procedures of Stock Broker. Tariff Sheet.
2. VOLUNTARY DOCUMENTS** Running Account Authorization. Power of Attorney (PoA). Electronic Contract Note (ECN) Declaration. Consent for electronic communication and receiving alerts (Email/ SMS).
b). Documents to open Trading account:
A. PROOF OF IDENTITY - Permanent Account Number (PAN) Card – Mandatory - Voter ID Card - Driving License - Passport - Aadhaar Card - Any other valid identity card issued by Central or State Government
B. PROOF OF ADDRESS - Voter ID Card - Driving License - Passport - Ration Card - Aadhaar Card - Bank account statement or bank passbook - Utility bills, e.g. electricity bill or gas bill.( Not more than 3 Month Old) 2 Proof of Income (for investors who chose to trade in Derivatives – F&O/ Commodities/ Currency)
C. Bank account statement for last 6 months Cancelled Cheque (with name of investor above sign here section) Latest Salary Slips/ Form 16 in case of salaried person Bank Passbook {with Indian Financial System Code (IFSC)} Copy of ITR Acknowledgement Passport Copy of Net-worth Certificate issued by a Chartered Accountant Statement of Demat holdings
2. filing a complaint on designated email id
File a Complaint on our Email id – grievance@Bagariaonline.in / bagariaderivative@gmail.com
1. Client Code / UCC Code - Nature/Type of Complain – Details of Complaint -
b) Detailed write up on procedure for filing a complaint on designated email id/ Toll-free number along with Flowchart and video if any (optional). Provisions are to be made for sharing Ticket Number once the complaint is lodged.
Investor Grievances Redressal System
c) Detailed write up on procedure for finding out status of the complaint basis Ticket Number etc. along with Flowchart and video if any (optional).
Link for view complaint status-
https://scores.sebi.gov.in/
https://scores.sebi.gov.in/faqs
There will be occasions when you have a complaint against a listed company/ intermediary registered with SEBI. In the event of such complaint you should first approach the concerned company/ intermediary against whom you have a complaint. However, you may not be satisfied with their response. Therefore, you should know whom you should turn to, to get your complaint redressed.
SEBI takes up complaints related to issue and transfer of securities and non-payment of dividend with listed companies. In addition, SEBI also takes up complaints against the various intermediaries registered with it and related issues.
SCORES facilitates you to lodge your complaint online with SEBI and subsequently view its status